Why Do You Need Investment Banking Regulatory Agencies Training?
- Do you know what the OCC does?
- Do you know which agency’s main job is to protect the public from unsafe and unsound banking practices?
- Are you complying with the specific laws governed by the FDIC?
- Are you familiar with the designated Federal Reserve Bank for your area?
If you can't say "Yes" to all of these questions, then you need this program! With Investment Banking Regulatory Agencies, you can be confident that your employees will know the different government bodies in charge of compliance laws and regulations and the importance of them being properly followed.
Let us help you educate your employees. Contact one of our qualified representatives by clicking here. Or call, toll free, 888.433.2666.
What’s Covered In The Course?
Investment Banking Regulatory Agencies is a comprehensive online training program that covers all regulatory agencies including:
- U.S. Securities and Exchange Commission
- U.S. Federal Reserve (Fed)
- Financial Industry Regulatory Authority
- Office of Thrift Supervision (OTS)
- Office of the Comptroller of the Currency
- Federal Deposit Insurance Corporation
- Commodity Futures Trading Commission
- National Futures Association (NFA)
Text, graphics, sound and video coupled with interactive, real-world scenarios motivate the learner while increasing comprehension and retention of the key learning points. Integrated testing and tracking provides the feedback that students need, while providing the Bank with the legal documentation the law requires.
For a full demonstration of Investment Banking Regulatory Agencies contact one of our qualified representatives by clicking here. Or call, toll free, 888.433.2666.
Comprehensive And Customized.
Investment Banking Regulatory Agencies addresses every regulatory agency your employees need to know. The program may be customized for your organization, including your policies and procedures, or it may simply be branded with your logo.
Testing, Tracking, Reports And Certification.
Administration and recordkeeping is easy through Learning Link®, Edcomm's own Learning Management System (LMS), or through any third-party LMS. When the Examiners ask, you can provide testing, tracking, reports and certification for each employee.
To find out how eLearning can fulfill your training needs contact one of our qualified representatives by clicking here. Or call, toll free, 888.433.2666.

Banks who bought this course also bought...

Our people had no clue about the regulatory agencies and we felt it was very important for them to have a good basic knowledge of where the compliance laws and regulations are coming from. Banker’s Academy provided us with a fun, interactive program that kept our employees interested while they were learning.
F.S.
Bank name withheld






























