The Examiners Are Coming. Are You Ready?
Since 9/11, Examiners have increased their scrutiny of any institution with poor BSA, AML, USA PATRIOT Act and OFAC training.
The #1 reason cited for lowered compliance ratings by the Examiners is lack of adequate compliance training for appropriate personnel. The #2 reason cited is outdated or inaccessible policies and procedures.
Don’t risk it! Get Focus On Bank Secrecy Act and Anti-Money Laundering for Investment Banking. Contact one of our qualified representatives by clicking here. Or call, toll free, 888.433.2666.
Three Key Questions:
- Are your employees performing their jobs in compliance with the BSA/AML/OFAC laws and regulations?
- Have you minimized your risk?
- Can you demonstrate thorough training, testing and tracking to the Examiners?
With Focus On Bank Secrecy Act & Anti-Money Laundering for Investment Banking, the answers are Yes, Yes and Yes.
Consult one of our qualified representatives by clicking here and learn how Focus On Bank Secrecy Act & Anti-Money Laundering for Investment Banking can achieve your training goals. Or call, toll free, 888.433.2666.
Comprehensive And Customized.
You've heard that BSA/AML training is boring...not Focus on Bank Secrecy Act & Anti-Money Laundering for Investment Banking. Participants will become engaged in the interactive process, learning everything they need to know about BSA/AML laws and the bank's BSA/AML policies and procedures.
Focus on Bank Secrecy Act & Anti-Money Laundering for Investment Banking addresses every aspect of the laws and regulations your organization needs—guaranteed! If the law or regulation changes in any way, or if you have a specific need not currently covered, we will update your program at no charge.
Focus on Bank Secrecy Act & Anti-Money Laundering for Investment Banking may be customized for your organization, including your policies and procedures, or it may simply be branded with your logo. You can also customize the course for each position using examples appropriate to the participant’s job to provide a clearer understanding of how to apply BSA/AML on the job, giving them a true sense of responsibility.
Testing, Tracking, Reports And Certification.
Administration and recordkeeping is easy through Learning Link®, Edcomm’s own Learning Management System (LMS), or through any third-party LMS.
When the Examiners ask, you can feel secure in the knowledge that your organization is compliant and that you can provide testing, tracking, reports and certification for each employee.
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The real-world scenarios in this program were just what our broker/dealers needed to understand how to apply BSA/AML on-the-job.
H. J.
Compliance
Company name withheld
